FINRA Announces Review of Higher-Risk Structured Products
you are currently viewing:FINRA Announces Review of Higher-Risk Structured ProductsMay 19, 2026-Consistent with its mission of investor protection, FINRA announced today that it will review firm practices regarding higher-risk structured products, specifically non-principal protected "worst-of" structured notes.
Structured products are designed to meet specific investment objectives for retail investors, such as growth, income or risk management. They typically combine a traditional security, like a bond, with a derivative component. Unlike a mutual fund or exchange-traded fund (ETF), a structured note does not hold an actual underlying portfolio of investments. Instead, the note issuer promises to pay a return based on a formula that incorporates the performance of one or more reference assets. Source: FINRA |
February 27, 2026--Several Nordic countries rank among both the richest and happiest in the world.
Some ultra-wealthy nations, including Singapore and Qatar, do not make the top 20 for happiness.
Only a handful of countries appear near the top of both rankings.
February 26, 2026--Transition finance that enables the economy and finance to move towards Net Zero and other sustainability-related goals is a significant opportunity for businesses and investors.
Global climate finance, which supports activities that are already green, reached $1.9 tr in 2023 and is estimated to have exceeded $2 tr in 2024.
February 25, 2026--Global value chains are the backbone of the world economy,even at a time when they are undergoing structural and policy-driven changes in the face of a rapidly changing global environment.
Over the past two decades,international production networks have been tested in various ways - by the COVID-19 pandemic, by intensifying geopolitical frictions,by financial shocks and by accelerating climate challenges.