View SEC Filings for the Past Year
First Trust Exchange-Traded Fund IV files with the SEC-3 ETFs
November 28, 2025-First Trust Exchange-Traded Fund III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
First Trust AAA CMBS ETF
First Trust Core Investment Grade ETF
First Trust Structured Credit Income Opportunities ETF.
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First Trust Exchange-Traded AlphaDEX Fund files with the SEC-20 ETFs
November 28, 2025-First Trust Exchange-Traded AlphaDEX(R) Fund has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
First Trust Consumer Discretionary AlphaDEX(R) Fund
First Trust Consumer Staples AlphaDEX(R) Fund
First Trust Energy AlphaDEX(R) Fund
First Trust Financials AlphaDEX(R) Fund
First Trust Health Care AlphaDEX(R) Fund
First Trust Industrials/Producer Durables AlphaDEX(R) Fund
First Trust Materials AlphaDEX(R) Fund
First Trust Technology AlphaDEX(R)Fund
First Trust Utilities AlphaDEX(R) Fund
First Trust Large Cap Core AlphaDEX(R) Fund
First Trust Large Cap Growth AlphaDEX(R) Fund
First Trust Large Cap Value AlphaDEX(R) Fund
First Trust Mid Cap Core AlphaDEX(R) Fund
First Trust Mid Cap Growth AlphaDEX(R) Fund
First Trust Mid Cap Value AlphaDEX(R) Fund
First Trust Multi Cap Growth AlphaDEX(R) Fund
First Trust Multi Cap Value AlphaDEX(R) Fund
First Trust Small Cap Core AlphaDEX(R) Fund
First Trust Small Cap Growth AlphaDEX(R) Fund
First Trust Small Cap Value AlphaDEX(R) Fund
Two Roads Shared Trust files with the SEC-Anfield Dynamic Fixed Income ETF
November 28, 2025-Two Roads Shared Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Anfield Dynamic Fixed Income ETF.
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Roundhill ETF Trust files with the SEC-4 Roundhill WeeklyPayTM ETFs
November 28, 2025-Roundhill ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Roundhill APP WeeklyPayTM ETF (formerly Roundhill XOM WeeklyPayTM ETF)
Roundhill UNH WeeklyPayTM ETF (formerly Roundhill ASML WeeklyPayTM ETF)
Roundhill ORCL WeeklyPayTM ETF
(formerly Roundhill TSM WeeklyPayTM ETF)
Roundhill WMT WeeklyPayTM ETF (formerly Roundhill LMT WeeklyPayTM ETF).
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Trust for Professional Managers files with the SEC-CrossingBridge Pre-Merger SPAC ETF
November 28, 2025-Trust for Professional Managers has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the CrossingBridge Pre-Merger SPAC ETF.
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Exchange Traded Concepts Trust files with the SEC-MIG Core ETF
November 28, 2025-Exchange Traded Concepts Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the MIG Core ETF.
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Invesco Galaxy Solana ETF files with the SEC
November 28, 2025-Invesco Galaxy Solana ETF has filed a Pre-Effective Amendment No.3 to Form S-1 Registration Statement with the SEC.
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BlackRock ETF Trust files with the SEC-iShares Large Cap Core Active ETF
November 26, 2025-BlackRock ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the iShares Large Cap Core Active ETF.
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Abacus FCF ETF Trust files with the SEC-6 Abacus FCF ETFs
November 26, 2025-Abacus FCF ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Abacus FCF International Leaders ETF
Abacus FCF Leaders ETF
Abacus FCF Small Cap Leaders ETF
Abacus FCF Innovation Leaders ETF
Abacus Flexible Bond Leaders ETF
Abacus FCF Real Assets Leaders ETF.
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Two Roads Shared Trust files with the SEC-Hypatia Women CEO ETF
November 26, 2025-Two Roads Shared Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Hypatia Women CEO ETF.
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