View SEC Filings for the Past Year
FundVantage Trust files with the SEC-Polen Focus Growth ETF
July 28, 2025-FundVantage Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Polen Focus Growth ETF.
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Nushares ETF Trust files with the SEC-Nuveen High Yield Municipal Income ETF and Nuveen Municipal Income ETF
July 28, 2025-Nushares ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Nuveen High Yield Municipal Income ETF
Nuveen Municipal Income ETF.
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Cohen & Steers ETF Trust files with the SEC-3 ETFs
July 28, 2025-Cohen & Steers ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Cohen & Steers Real Estate Active ETF
Cohen & Steers Preferred and Income Opportunities Active ETF
Cohen & Steers Natural Resources Active ETF.
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Listed Funds Trust files with the SEC-AlphaDroid Broad Markets Momentum ETF and AlphaDroid Defensive Sector Rotation ETF
July 28, 2025-Listed Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
AlphaDroid Broad Markets Momentum ETF
AlphaDroid Defensive Sector Rotation ETF.
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RBB Fund, Inc. files with the SEC-F/m Callable Tax-Free Municipal ETF
July 28, 2025-RBB Fund, Inc. has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the F/m Callable Tax-Free Municipal ETF (f/k/a F/m Short Duration High Coupon Tax-Free Municipal ETF).
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Gabelli Equity Series Funds, Inc files with the SEC
July 25, 2025-Gabelli Equity Series Funds, Inc has filed an Application for Exemptive Relief with the SEC.
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T. Rowe Price Exchange-Traded Funds, Inc. files with the SEC
July 25, 2025--T. Rowe Price Exchange-Traded Funds, Inc. has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC.
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Tidal Trust II files with the SEC-Peerless Option Income Wheel ETF
July 25, 2025-Tidal Trust II has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the Peerless Option Income Wheel ETF.
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AB Active ETFs, Inc. files with the SEC-AB International Growth ETF
July 25, 2025-AB Active ETFs, Inc. has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the AB International Growth ETF.
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ETF Opportunities Trust files with the SEC-3 Formidable ETFs
July 25, 2025-ETF Opportunities Trust has filed a Form N-1A Post-Effective Amendment, Registration Statement with the SEC for the
Formidable ETF
Formidable Dividend and Income ETF
Formidable Fortress ETF.
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