View SEC Filings for the Past Year
Guggenheim Funds Trust files with the SEC-Guggenheim Enhanced Equity Income ETF
January 15, 2026-Guggenheim Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Guggenheim Enhanced Equity Income ETF.
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Gabelli Equity Series Funds, Inc files with the SEC
January 14, 2026-Gabelli Equity Series Funds, Inc has filed a Second Amended and Restated Application for Exemptive Relief with the SEC.
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Gabelli Innovations Trust files with the SEC
January 14, 2026-Gabelli Innovations Trust Inc has filed a Second Amended and Restated Application for Exemptive Relief with the SEC.
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REX ETF Trust files with the SEC-The Laddered T-Bill ETF
January 14, 2026-Sprott Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the The Laddered T-Bill ETF.
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Advisor Managed Portfolios files with the SEC-Ruk Strategic Growth ETF
January 14, 2026-Advisor Managed Portfolios has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Ruk Strategic Growth ETF.
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Tema ETF Trust files with the SEC-Tema Space Innovators ETF
January 14, 2026-Tema ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Tema Space Innovators ETF.
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VegaShares ETF Trust files with the SEC-VegaShares US Equity Autocallable Income ETF
January 14, 2026-VegaShares ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the VegaShares US Equity Autocallable Income ETF.
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Listed Funds Trust files with the SEC-Teucrium Leveraged XDC ETF
January 14, 2026-Listed Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Teucrium Leveraged XDC ETF.
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Advisors Preferred Trust files with the SEC
January 13, 2026-Advisors Preferred Trust has filed a Third Amended Application for Exemptive Relief with the SEC.
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Impax Asset Management LLC files with the SEC
January 13, 2026- Impax Asset Management LLC has filed a Forth Amended and Restated Application for Exemptive Relief with the SEC.
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