SEC Filings for the Past 90 Days
Ultimus Managers Trust files with the SEC-Westwood Adaptive Exposure QQQ ETF and Westwood Adaptive Exposure SPY ETF
September 29, 2026-Ultimus Managers Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Westwood Adaptive Exposure QQQ ETF
Westwood Adaptive Exposure SPY ETF.
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Advisers Investment Trust files with the SEC
September 28, 2026-Advisers Investment Trust has filed an Amended and Restated Application for Exemptive Relief with the SEC.
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Advisers Investment Trust files with the SEC
September 28, 2026-Advisers Investment Trust has filed an Amended and Restated Application for Exemptive Relief with the SEC.
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EA Series Trust files with the SEC-Towle Value ETF
September 28, 2026-EA Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Towle Value ETF.
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Listed Funds Trust files with the SEC-Wahed Dow Jones Islamic World ETF and Wahed FTSE USA Shariah ETF
September 28, 2026-Listed Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Wahed Dow Jones Islamic World ETF
Wahed FTSE USA Shariah ETF.
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Guggenheim Funds Trust files with the SEC-Guggenheim Securitized Income ETF and Guggenheim Investment Grade CLO ETF
September 28, 2026-Guggenheim Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Guggenheim Securitized Income ETF
Guggenheim Investment Grade CLO ETF.
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Simplify Exchange Traded Funds files with the SEC-Simplify Brookwood Global Macro ETF
September 28, 2026-Simplify Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Simplify Brookwood Global Macro ETF.
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Investment Managers Series Trust III files with the SEC-FPA Queens Road Value ETF
September 28, 2026-Investment Managers Series Trust III has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FPA Queens Road Value ETF.
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ETF Opportunities Trust files with the SEC-REX AI Equity Premium Income ETF
September 28, 2026-ETF Opportunities Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the REX AI Equity Premium Income ETF.
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FIS Trust files with the SEC-FIS Christian Stock Fund and FIS Bright Portfolios Focused Equity ETF
September 28, 2026-FIS Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
FIS Christian Stock Fund
FIS Bright Portfolios Focused Equity ETF.
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