SEC Filings for the Past 90 Days



Listed Funds Trust files with the SEC-Core Alternative ETF and Optimized Equity Income ETF

August 26, 2026-Listed Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Core Alternative ETF
Optimized Equity Income ETF.

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Tidal Trust II files with the SEC-23 Defiance Daily Target 2X ETFs

August 26, 2026-Tidal Trust II has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Defiance Daily Target 2X Short RIOT ETF
Defiance Daily Target 2X Short SMCI ETF
Defiance Daily Target 2X Short LLY ETF
Defiance Daily Target 2X Short MSTR ETF
Defiance Daily Target 2X Long HIMS ETF

Defiance Daily Target 2X Long IONQ ETF
Defiance Daily Target 2X Long RKLB ETF
Defiance Daily Target 2X Long HOOD ETF
Defiance Daily Target 2X Long VST ETF & ...

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ETF Series Solutions files with the SEC-13 Aptus ETFs and 1 Opus ETF

August 26, 2026-ETF Series Solutions has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Aptus Drawdown Managed Equity ETF
Opus Small Cap Value ETF
Aptus Defined Risk ETF
Aptus Collared Investment Opportunity ETF
Aptus International Enhanced Yield ETF

Aptus Enhanced Yield ETF
Aptus Large Cap Enhanced Yield ETF
Aptus Large Cap Enhanced Yield ETF
Aptus January Buffer ETF & ...

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New York Life Investments ETF Trust files with the SEC-8 ETFs

August 26, 2026-New York Life Investments ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
NYLIM Hedge Multi-Strategy Tracker ETF (formerly NYLI Hedge Multi-Strategy Tracker ETF)
NYLIM Candriam U.S. Large Cap Equity ETF (formerly NYLI Candriam U.S. Large Cap Equity ETF)
NYLIM Merger Arbitrage ETF (formerly NYLI Merger Arbitrage ETF)
NYLIM FTSE International Equity Currency Neutral ETF (formerly NYLI FTSE International Equity Currency Neutral ETF)
NYLIM Candriam International Equity ETF (formerly NYLI Candriam International Equity ETF)

NYLIM U.S. Large Cap R&D Leaders ETF (formerly NYLI U.S. Large Cap R&D Leaders ETF)
NYLIM Candriam U.S. Mid Cap Equity ETF (formerly NYLI Candriam U.S. Mid Cap Equity ETF)
NYLIM Global Equity R&D Leaders ETF (formerly NYLI Global Equity R&D Leaders ETF).

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New York Life Investments Active ETF Trust files with the SEC-11 ETFs

August 26, 2026-New York Life Active ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
NYLIM CBRE Real Estate & Infrastructure ETF (formerly NYLI CBRE Real Assets ETF)
NYLIM MacKay Muni Short Duration ETF (formerly NYLI MacKay Muni Short Duration ETF)
NYLIM MacKay Core Plus Bond ETF (formerly NYLI MacKay Core Plus Bond ETF)
NYLIM MacKay Muni Intermediate ETF (formerly NYLI MacKay Muni Intermediate ETF)
NYLIM MacKay High Income ETF (formerly NYLI MacKay High Income ETF)

NYLIM MacKay California Muni Intermediate ETF (formerly NYLI MacKay California Muni Intermediate ETF)
NYLIM Winslow Large Cap Growth ETF (formerly NYLI Winslow Large Cap Growth ETF) & ...

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FIS Trust files with the SEC-FIS Bright Portfolios Core Bond ETF

August 26, 2026-FIS Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FIS Bright Portfolios Core Bond ETF.

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FIS Trust files with the SEC-FIS Faith Income ETF

August 26, 2026-FIS Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FIS Faith Income ETF.

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Putnam ETF Trust files with the SEC-Putnam BDC Income ETF and Putnam Emerging Markets ex-China ETF

August 25, 2026-Putnam ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Putnam BDC Income ETF
Putnam Emerging Markets ex-China ETF.

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Tidal Trust II files with the SEC-28 Defiance Daily Target ETFs

August 25, 2026-Tidal Trust II has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Defiance Daily Target 2X Long Copper Miners ETF
Defiance Daily Target 2X Long RIOT ETF
Defiance Daily Target 2X Long China Magnificent Seven ETF (formerly known as Defiance Daily Target 2X Long China Dragons ETF)
Defiance Daily Target 2X Long Solar ETF
Defiance Daily Target 2X Short AMD ETF

Defiance Daily Target 2X Short APP ETF
Defiance Daily Target 2X Short AVGO ETF
Defiance Daily Target 2X Short BBAI ETF
Defiance Daily Target 2X Short BMNR ETF & ...

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Tidal Trust II files with the SEC-Roundhill Generative AI & Technology ETF

August 25, 2026-Tidal Trust II has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Roundhill Generative AI & Technology ETF.

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Looking for SEC filings older than 90 days?

Americas


October 16, 2026 ETFGI reports ETFs Industry in the US Breaks Full-Year Net Inflow Record with $1.56 Trillion Gathered Through end of September
October 15, 2026 Global X Launches Small Modular Reactor ETF; Growing Market Is Spurred by Federal Approvals, Direct Investments by Technology Companies
October 15, 2026 Fidelity Investments(R) Announces Liquidation of Five Exchange-Traded Funds
October 14, 2026 State Street Investment Management Builds on Nearly 30 Years of Sector ETF Leadership with New Market Sector ETFs
October 14, 2026 PGIM to merge PGIM Jennison Focused Value Fund into PGIM Jennison Focused Value ETF

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Europe ETF News


October 16, 2026 IMF-Regional Economic Outlook for Europe, October 2026
October 14, 2026 Solactive Strengthens International Leadership with Regional Heads for the Americas and APAC
October 13, 2026 New ETF and ETP Listings on October 13, 2026, on Deutsche Boerse
October 12, 2026 Trading Central Expands UCITS ETF Range to U.S. and Global Equities
October 09, 2026 New ETF and ETP Listings on October 9, 2026, on Deutsche Boerse

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Asia ETF News


October 16, 2026 Asia's Economic Resilience Amid Uncertainty: Can it be Sustained?
October 15, 2026 MSCI Launches a Consultation on a Proposal to Reclassify Indonesia from Emerging Market to Standalone Market Status
October 02, 2026 18 of the Top 50 Overseas Securities Purchased by Korean Retail Investors Were U.S.-Listed ETFs
October 01, 2026 Shaping the Future of Asia: Opportunities and Challenges
September 30, 2026 Toward a New Economic Growth Model for China

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Global ETP News


October 14, 2026 Solactive Strengthens International Leadership with Regional Heads for the Americas and APAC
October 12, 2026 IMF-World Economic Outlook-Resilience Under Strain, Urgent Choices October 2026
October 08, 2026 AI boom and trade resilience to Middle East crisis lift outlook, but gains to be uneven
October 06, 2026 Hedge Funds Improve Market Functioning, but Can Also Amplify Stress
October 02, 2026 Regional Economic Outlook-Western Hemisphere-Turning Tailwinds into Lasting Gains-October 2026

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Middle East ETP News


October 09, 2026 3iQ Receives In-Principle Approval from Abu Dhabi's IFC
October 05, 2026 Saudi Arabia's non-oil economy improves, but Iran war continues to weigh on growth
September 28, 2026 Iran war could pull Gulf capital out of global markets
September 24, 2026 Mideast Stocks: Gulf shares slip on regional uncertainty, shipping concerns

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Africa ETF News


September 29, 2026 South African rand extends losses before local economic releases
September 29, 2026 FNBT40 -Listing of Additional FNB Top 40 ETF Securities
September 28, 2026 African markets news roundup
September 27, 2026 Africa's Mineral Strength Is Wasted If Countries Don't Work Together-New Report

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ESG and Of Interest News


October 13, 2026 Global Economic Resilience Is Under Strain, Demanding Decisive Policy Action
October 13, 2026 Global Financial Markets Face Rising Risks From AI, Bond Yields, and Cyberattacks
October 12, 2026 Global Financial Stability Report-Resilience, Risk, and Transformation
September 30, 2026 The Global Stock Market Boom, by Country (2011–2025)

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White Papers


October 13, 2026 IMF Working Paper Fiscal-monetary Interactions: The Role of Debt Maturity
October 12, 2026 IMF Working Paper-Fear and Shortages: Identifying Geopolitical Risk and Supply Disruptions in Energy Markets
October 02, 2026 IMF Working Paper-International Stablecoin Flows, Capital Controls and Currency Crises
September 18, 2026 IMF Working Paper-Too Much Yet Not Enough: Housing Segmentation and Household Consumption in China
September 18, 2026 IMF Working Paper-How Digital Lending Shapes Bank Risk and Competition: Evidence from an Emerging Economy

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