SEC Filings for the Past 90 Days
Principal Exchange-Traded Funds files with the SEC-Principal Equity Premium Income ETF and Principal Finisterre Emerging Markets Diversified Income ETF
June 30, 2026-Principal Exchange-Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Principal Equity Premium Income ETF
Principal Finisterre Emerging Markets Diversified Income ETF.
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GMO ETF Trust files with the SEC-11 ETFs
June 30, 2026-GMO ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
GMO Dynamic Allocation ETF
GMO Beyond China ETF
GMO Domestic Resilience ETF
GMO Horizons ETF
GMO International Quality ETF
GMO International Value ETF
GMO Power Infrastructure ETF
GMO U.S. Quality ETF
GMO U.S. Value ETF
GMO Systematic Investment Grade Credit ETF
GMO Ultra-Short Income ETF.
First Trust Exchange-Traded Fund files with the SEC-FT Vest Silver Strategy & Target Income ETF
June 30, 2026-First Trust Exchange-Traded Fund has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FT Vest Silver Strategy & Target Income ETF.
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Hotchkis & Wiley Fund files with the SEC
June 30, 2026-Hotchkis & Wiley Fund files with the SEC has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC.
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SEI Exchange Traded Funds files with the SEC-SEI Ang Research Enhanced U.S. Large Cap ETF
June 30, 2026-SEI Exchange Traded Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the SEI Ang Research Enhanced U.S. Large Cap ETF.
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Advisors Series Trust files with the SEC-Logan Capital International ETF
June 30, 2026-Advisors Series Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Logan Capital International ETF.
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First Trust Exchange-Traded Fund IV files with the SEC-FT Vest [Anthropic] & Target Income ETF
June 30, 2026-First Trust Exchange-Traded Fund IV has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FT Vest [Anthropic] & Target Income ETF.
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First Trust Exchange-Traded Fund IV files with the SEC-FT Vest OpenAI & Target Income ETF
June 30, 2026-First Trust Exchange-Traded Fund IV has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FT Vest OpenAI & Target Income ETF.
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Tidal Trust IV Trust files with the SEC-Portfolio Building Block Tactical Multipurpose ETF
June 30, 2026-Tidal Trust IV has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Portfolio Building Block Tactical Multipurpose ETF.
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Lazard Active ETF Trust files with the SEC-3 ETFs
June 30, 2026-Lazard Active ETF Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Lazard Hybrid Financial Income ETF
Lazard Non-Dollar Active Income ETF
Lazard US High Yield ETF.
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