Americas ETP News

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Vanguard files with the SEC

May 11, 2012--Vanguard has filed a post-effective amendment, registration statement with the SEC.

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Source: SEC.gov


Otkritie strengthens global DMA team; Appoints US CEO

June 11, 2012--Otkritie Capital ('Otkritie'), the investment banking arm of Otkritie Financial Corporation ('the Group'), has bolstered its DMA (Direct Market Access) team with three senior hires while strengthening its US operations as it continues to grow the business globally.

The news follows the appointment of Mikhail Sukhobok in May 2012, from MICEX-RTS, to head the firm’s global electronic trading division.

Ben Wood joins Otkritie Securities Limited to head the firm’s International DMA business and will be located in London. Ben was previously the Head of EMEA Sales at Flextrade where he was based for over five years. Prior to that he held a number of senior roles at several brokerages and investment banks, including seven years with US-based Hoenig and Co Ltd, where he became Managing Director. Ben is credited with establishing and heading up the cash equities desk at MIS Equities, developing DMA and commission management services for Tullett Liberty, and leading a soft commissions and electronic sales trading desk servicing fund managers at Commerzbank Securities.

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Source: FX-MM


BOND and the Future of Active ETFs

June 11, 2012--Shudder to think: actively-managed mutual funds sometimes close to new investors.

When a strategy’s size moves markets or diminishes returns, prudent funds cut off new money. Sequoia and Contrafund, for example, have stemmed inflows on occassion.

For ETFs, is the ability to stem inflows relevant to the small world of actively-managed exchange-traded funds?

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Source: Forbes


Morgan Stanley-US ETF Weekly Update

June 11, 2012--US ETF Weekly Update
Weekly Flows: $3.9 Billion Net Inflows
ETF Assets Stand at $1.1 Trillion, up 8% YTD
Two ETF Launches Last Week
Direxion Announces Changes to Benchmark Indices

US-Listed ETFs: Estimated Flows by Market Segment

ETF flows rebounded last week, posting net inflows of $3.9 bln
Last week’s net inflows were primarily driven by US Equity ETFs (combined net inflows of $2.9 bln)
Leveraged/Inverse ETFs had net outflows of $563 mln last week; category market cap of $27.7 bln, down 15% the past year
ETF assets stand at $1.1 tln, up 8% YTD; ETFs have posted net inflows 18 out of 23 weeks YTD ($60.8 bln in net inflows)

13-week flows were mixed among asset classes; combined $22.4 bln net inflows
Fixed Income ETFs have consistently generated weekly net inflows (43 straight weeks of net inflows totaling $54.2 bln)
Emerging Market Equity ETFs exhibited net outflows of $3.7 bln, the most out of any category

US-Listed ETFs: Estimated Largest Flows by Individual ETF

iShares Russell 2000 Index Fund (IWM) generated net inflows of $1.1 bln last week, the most of any ETF
iShares FTSE EPRA/NAREIT Global Real Estate ex-US Index Fund (IFGL) posted net inflows of $379 mln last week, nearly doubling its shares outstanding over the past week
Despite posting net outflows of $1.1 bln last week, the SPDR S&P 500 ETF (SPY) has exhibited net inflows of $4.1 bln over the past 13 weeks, the most of any ETF

US-Listed ETFs: Short Interest Data Unchanged: Based on data as of 5/15/12
SPDR S&P 500 ETF (SPY) posted the largest increase in USD short interest
Despite an increase in short interest, SPY’s 275 mln shares short is well below its all-time high of 536 mln shares short on 9/15/11
iShares S&P 100 Index Fund (OEF) exhibited the largest decrease in USD short interest (lowest level of shares short since 7/15/11)

The average shares short/shares outstanding for ETFs is currently 5%
Retail continues to be a heavily shorted industry with the SPDR Retail ETF (XRT) leading the way
Based on multiple borrowings and the ability to continuously create new shares, shares short as a % of shares outstanding can exceed 100%

US-Listed ETFs: Most Successful Recent Launches by Assets
Source: Bloomberg, Morgan Stanley Smith Barney Research. Data estimated as of 6/8/12 based on daily change in share counts and daily NAVs.

$6.6 billion in total market cap of ETFs less than 1 year old
Over the past 13 weeks, newly launched Active ETFs generated most net inflows at $1.2 bln (specifically the PIMCO Total Return ETF-BOND)
102 new ETF listings and 17 closures YTD

Over the past year, many of the successful launches have an income/dividend orientation
Five different ETF sponsors and three asset classes represented in top 10 most successful launches

ProShares Ultra VIX Short-Term Futures ETF (UVXY) generated $41 mln in net inflows last week, the most of any recently launched ETF; UVXY investors anticipate a short-term spike in volatility

Top 10 most successful launches account for 59% of market cap of ETFs launched over the past year

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Source: Morgan Stanley


ETFGI United States ETF/ETP Industry Insights, May 2012

June 11, 2012--Summary for United States listed ETFs
At the end of May 2012, the US ETF industry had 1,176 ETFs, assets of US$1,015.7 Bn, from 32 providers on 3 exchanges.

Assets
ETF assets have decreased by 5.5% from US$1,074.5 Bn in April 2012 to US$1,015.7 Bn in May 2012. YTD through end of May 2012, ETF assets have increased by 8.1% from US$939.3 Bn to US$1,015.7 Bn.

Flows
In May 2012, ETFs saw net inflows of US$6.4 Bn. YTD through end of May 2012, ETFs saw net inflows of US$59.4 Bn. Vanguard gathered the largest net inflows in May with US$6.7 Bn, followed by PIMCO with US$0.8 Bn and Van Eck Associates Corp with US$0.6 Bn net inflows.

Vanguard gathered the largest net inflows YTD with US$28.4 Bn, followed by iShares with US$12.5 Bn and SPDR ETFs with US$4.9 Bn net inflows. SPDR ETFs experienced the largest net outflows in May with US$1.4 Bn. Direxion Shares experienced the largest net outflows YTD with US$0.4 Bn, followed by ProShares with US$0.4 Bn and Bank of New York with US$0.3 Bn net outflows.

Summary for United States listed ETFs/ETPs
Including other Exchange Traded Products (ETPs), at the end of May 2012, the US ETF/ETP industry had 1,465 ETFs/ETPs, assets of US$1,137.0 Bn, from 49 providers on 3 exchanges. Assets

ETF/ETP assets have decreased by 5.7% from US$1,206.3 Bn in April 2012 to US$1,137.0 Bn in May 2012. YTD through end of May 2012, ETF/ETP assets have increased by 7.1% from US$1,061.2 Bn to US$1,137.0 Bn. Flows

In May 2012, ETFs/ETPs saw net inflows of US$4.1 Bn. YTD through end of May 2012, ETFs/ETPs saw net inflows of US$63.2 Bn.

Vanguard gathered the largest net inflows in May with US$6.7 Bn, followed by PIMCO with US$0.8 Bn and Van Eck Associates Corp with US$0.6 Bn net inflows.

Vanguard gathered the largest net inflows YTD with US$28.4 Bn, followed by iShares with US$12.8 Bn and SPDR ETFs with US$5.9 Bn net inflows. SPDR ETFs experienced the largest net outflows in May with US$1.8 Bn. Deutsche Bank experienced the largest net outflows YTD with US$0.7 Bn, followed by Direxion Shares with US$0.4 Bn and Bank of New York with US$0.3 Bn net outflows.

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Source: ETFGI


BNY Mellon wins $1 billion Baton Rouge custody mandate

June 11, 2012--BNY Mellon, the global leader in investment management and investment services, has been named custodian for the roughly $1 billion Employees' Retirement System of the City of Baton Rouge and Parish of East Baton Rouge, Louisiana.

BNY Mellon Asset Servicing will provide custody and administration, accounting, and cash management services.

"BNY Mellon's level of quality and attention to client service was apparent throughout the custodian bidding process," said Jeff Yates, retirement administrator for the City of Baton Rouge. "We're confident in their ability to help us effectively manage and administer system assets for the benefit of our many active employees and retirees

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Source: BNY Mellon


Bearish ETF drinks up bad news

June 10, 2012--When Green Mountain Coffee Roasters Inc.'s price fell sharply last month, well-known hedge-fund manager David Einhorn wasn't the only winner.

John DelVecchio had a big bearish position on the coffee maker, handing his small fund a windfall as the stock tumbled 48% amid disappointing earnings. He had been ready for that moment for more than a year.

"That was kind of the 'aha' moment when everyone got it," Mr. DelVecchio said. "It certainly felt nice."

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Source: Financial News


Auto reinvestments scheme shaves ETF transaction costs

June 10, 2012--Precidian Investments wants to help investors more easily and cheaply reinvest exchange traded fund distributions through a new program.

The firm, provider of the Maxis Nikkei 225 ETF, has filed a request for exemptive relief with the Securities and Exchange Commission that would allow it to introduce what it calls the DTC Distribution Reinvestment Service for holders of its ETF.

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Source: FT.com


Vanguard secures lead in US ETF race

June 10, 2012--Vanguard has established a commanding lead in the race among US exchange traded providers for investors' cash in 2012 after posting a strong performance last month while its main rivals faltered.

Vanguard attracted net inflows of $6.7bn in May while the remainder of the US ETF industry recorded aggregate outflows of $2.5bn, according to the ETF Industry Association.

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Source: FT.com


CFTC.gov Commitments of Traders Reports Update

June 8, 2012--The current reports for the week of June 5, 2011 are now available.

view updates

Source: CFTC.gov


SEC Filings


August 19, 2026 Gator Capital Investment Trust files with the SEC-Gator Capital Long/Short ETF
August 19, 2026 Exchange Listed Funds Trust files with the SEC-Saba Opportunistically Hedged Closed-End Funds ETF
August 19, 2026 Northern Lights Fund Trust II files with the SEC-Beacon Tactical Alternatives Risk ETF
August 19, 2026 Northern Lights Fund Trust II files with the SEC-Defiance AI Capacitors Leaders ETF
August 19, 2026 John Hancock Exchange-Traded Fund Trust files with the SEC-John Hancock Multi Asset Credit ETF

view SEC filings for the Past 7 Days


Europe ETF News


August 20, 2026 Vanguard strengthens its offer of global UCITS ETFs with three new low-cost funds
August 18, 2026 Themes ETF Trust files with the SEC-6 Leverage Shares 2X Group Daily ETFs
August 17, 2026 HANetf launches Trading Central quant ETF in Europe
August 13, 2026 New ETF and ETP Listings on August 13, 2026, on Deutsche Boerse
August 12, 2026 Deutsche Boerse Welcomes LAIQON as New ETF Issuer

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Asia ETF News


August 19, 2026 Mirae Asset Securities Launches WTI Leverage ETNs in First Partnership with Solactive
August 11, 2026 Korea Investment Launches ETF Bundling Five Strategic Industries
August 10, 2026 Axis Mutual Fund launches Axis Nifty Energy Index Fund & Axis Nifty Energy ETF
August 10, 2026 Korea Investment Launches ETF Betting on Chips and Strategic Industries
August 10, 2026 Retail assets in STI exchange-traded funds surge fivefold to $4.2b: SGX

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Global ETP News


August 19, 2026 ETFGI reports Global ETF Industry Assets Reach Record US$ 23.11 Trillion at the end of July and YTD Inflows Hit All-Time High US$ 1.71 Trillion
August 13, 2026 From Chinese AI to Global ETFs: STARTRADER Launches 45 New 24/7 Stock and ETF CFDs Spanning Seven Market Themes
August 06, 2026 Flow Traders Brings 24/7 Liquidity to Algorand
August 05, 2026 Tokenized Equities Surge 140% in 2026 as New DeFiLlama Research Maps the Market
July 31, 2026 Global goods trade resilient in the first quarter of 2026 despite war in Middle East

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Middle East ETP News


August 05, 2026 Qatar ETF net asset value dips to $109.6mln in H1 2026
August 05, 2026 Mideast Stocks: Major Gulf bourses mixed as investors await clarity on US-Iran talks
August 03, 2026 Mideast Stocks: Most Gulf markets gain as Trump holds off Iran strike
July 31, 2026 STARTRADER expands AI offering with 31 New US Share & ETF CFDs in Semiconductors, Optical Networking & Nuclear
July 30, 2026 Saudi economy shrinks for first time in three years

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Africa ETF News


August 10, 2026 West Africa growth projected at 4.6% in 2026, remains resilient-AfDB Regional Economic Outlook Report
August 10, 2026 Africa: 'Nigeria's Fintech Ecosystem Has Become One of Africa's Largest'
August 06, 2026 Africa: Zimbabwe Overtakes Nigeria As Africa's Best-Performing Stock Market
August 05, 2026 Nairobi Securities Exchange Plans East Africa's First AI ETF- But Its CEO Is Watching for a Bubble
July 29, 2026 Regional Economic Outlook 2026: Southern Africa Must Mobilise Development Finance at Scale to Close Annual $55 Billion Financing Gap

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ESG and Of Interest News


July 30, 2026 Ranked: The World's Biggest Mineral Producers
July 21, 2026 Sovereign Wealth Funds Need Legal Clarity as Their Scale and Mandates Expand
July 15, 2026 Women's health attracted record equity in 2025 as companies share capital

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White Papers


July 20, 2026 IMF Staff Country Report Singapore: Selected Issues
July 17, 2026 Graying Asia: How Aging Is Reshaping Banking
July 17, 2026 The Changing Landscape of Financial Integration in Asia-Pacific

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