SEC Filings for the Past 7 Days
you are currently viewing:First Trust Exchange-Traded Fund IV files with the SEC-FT Vest Equity Target Income Plus 0-3 Month Treasury ETFOctober 20, 2026-First Trust Exchange-Traded Fund IV has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the FT Vest Equity Target Income Plus 0-3 Month Treasury ETF. |
Tidal Trust V files with the SEC-Defiance China Quantum ETF
October 20, 2026-Tidal Trust V has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Defiance China Quantum ETF.
Listed Funds Trust files with the SEC-Overlay Shares Nasdaq 100 Income ETF
October 20, 2026-Listed Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Overlay Shares Nasdaq 100 Income ETF.
Listed Funds Trust files with the SEC-xETFs Samsung Group ETF and xETFs Hyundai Group ETF
October 20, 2026-Listed Funds Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
xETFs Samsung Group ETF
xETFs Hyundai Group ETF.
RBB Fund Trust files with the SEC-Park Edge Adaptive Risk ETF
October 20, 2026-RBB Fund Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the Park Edge Adaptive Risk ETF.
ETF Series Solutions files with the SEC
October 19, 2026-ETF Series Solutions has filed an Amended Application for Exemptive Relief with the SEC.
THOR Financial Technologies Trust files with the SEC-THOR Conservative Risk Dynamic ETF
October 19, 2026-THOR Financial Technologies Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the THOR Conservative Risk Dynamic ETF.
Sterling Capital Funds files with the SEC-5 ETFs
October 19, 2026-Sterling Capital Funds has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Sterling Capital Large Cap Value Focused Factor ETF
Sterling Capital Small Cap Value Focused Factor ETF
Sterling Capital Small Cap Value ETF
Sterling Capital North Carolina Intermediate Tax-Free ETF
Sterling Capital Virginia Intermediate Tax-Free ETF.
Yorkville America Investment Trust files with the SEC-YA Columbus Macro Anti-Debasement Index ETF
October 19, 2026-Yorkville America Investment Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the YA Columbus Macro Anti-Debasement Index ETF.
J.P. Morgan Exchange-Traded Fund Trust files with the SEC-15 ETFs
October 19, 2026-J.P. Morgan Exchange-Traded Fund Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
JPMorgan Equity Focus ETF
JPMorgan Fundamental Data Science Large Growth ETF
JPMorgan Fundamental Data Science Large Value
ETF
JPMorgan Preferred and Income Securities ETF
JPMorgan Small & Mid Cap Enhanced Equity ETF
ETF Opportunities Trust files with the SEC-7 Tuttle Capital ETFs
October 19, 2026-ETF Opportunities Trust has filed a Form N-1A Post-Effective Amendment, Registration statement with the SEC for the
Tuttle Capital Memory & Storage Autocallable Income ETF
Tuttle Capital Quantum Computing Autocallable Income ETF
Tuttle Capital Photonics & Optical Autocallable Income ETF
Tuttle Capital Space & Defense Technology Autocallable Income ETF
Tuttle Capital AI Power & Grid Autocallable Income ETF
